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Compliance Culture and Goldman’s Fine for Fed Leaks
By Peter Guy | 03/11/2015
Hiring at the edge of the revolving door between regulators and banks inevitably creates hazardous regulatory challenges.
PFRDA Wants Remit on Insurance and Mutual Fund Pensions
By Samuel Riding | 30/10/2015
Pensions authority says it should be overseeing pension products which are currently regulated by SEBI
RBI Considering Inter-regulatory Provisions in Bank of Baroda Case
By Samuel Riding | 29/10/2015
Reserve Bank of India began investigation on 12 October into remittances for allegedly non-existent imports.
SEBI Plans to Use E-KYC for Mutual Fund Products: Sinha
By Samuel Riding | 29/10/2015
Move to bring all vetting processes online could attract new entrants to the market, SEBI head says.
SEBI Open to Changing ETF Norms: Sinha
By Editors | 28/10/2015
Head of Indian regulator says willing to consult with market participants and experts.
Reserve Bank of India Plans IT Unit to Check Cyber Threat
By Editors | 26/10/2015
Governor Raghuram Rajan expects subsidiary to take shape in the next six to eight months.
SEBI Forms New Depts to Regulate Commodity Markets
By Editors | 24/10/2015
The Securities and Exchange Board of India has announced the formation of seven departments for regulating the commodities derivatives market.
SEBI Issues Risk Mgt Framework for Regional Commodity Bourses
By Editors | 23/10/2015
The Securities and Exchange Board of India has issued a comprehensive risk management framework for regional commodity derivatives exchanges, to be implemented by April 1, 2016.
RBI Urges Payments Banks to Share Infrastructure
By Editors | 22/10/2015
The Reserve Bank of India has suggested for newly-licensed payments banks to share infrastructure among each other in a bid to minimise costs and enable greater financial inclusion.
Indian Banks Face Scrutiny for Disclosure Lapses
By Editors | 21/10/2015
Several listed banks have come under the scrutiny of the Securities and Exchange Board and stock exchanges for violations of disclosure norms for listed firms.
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