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Securities / Derivatives
SEBI Directs BSE to Remediate Erroneous Fee Calculations
By Ajoy K Das | 30/04/2024
BSE has to pay almost $20mn for to make up for years of incorrect calculations of its annual options trading turnover.
Securities / Derivatives
RBI Allows SFBs to Hedge with Interest Rate Derivatives
By Ajoy K Das | 30/04/2024
Until now, small finance banks have only been permitted to use interest rate futures for hedging.
Capital / Liquidity
RBI Sets Guidelines for SFBs to Transition into Universal Banks
By Ajoy K Das | 30/04/2024
Small finance banks can apply to transition into universal banks, subject to them meeting certain conditions.
Fintech / Regtech
RBI Issues Draft Guidelines for Loan Aggregation Services
By Ajoy K Das | 29/04/2024
The RBI said borrowers may not know the identity of potential lenders when using loan aggregation services.
AML / KYC
Message Encryption In Focus for Indian, European Authorities
By Editors | 29/04/2024
WhatsApp will leave India if it is required to break encryption. Europol expresses concern with message encryption on Messenger.
Securities / Derivatives
India Amends FX Rules to Facilitate Direct Listings in GIFT City
By Ajoy K Das | 29/04/2024
The regulations make clear that firms raising funds through direct GIFT City listings can hold the proceeds in foreign currency accounts outside India.
Securities / Derivatives
India: Small- and Mid-Cap Stocks Making Regulators Nervous
By Pankaj Sharma | 29/04/2024
Pankaj Sharma says SEBI’s approach to small- and mid-cap funds has been prudent, but that it should look to more closely align with international standards.
AML / KYC
RBI Plans to Allow Banks Autonomy to Freeze Suspicious Accounts
By Ajoy K Das | 29/04/2024
The RBI plans to allow banks to suspend suspicious accounts without having to wait for a police complaint to be registered.
Capital / Liquidity
Asia-Pacific’s Long March Towards the Basel Endgame
By Blake Evans-Pritchard | 26/04/2024
Those who think we’ve heard the last about the framework’s implementation should think again.
Capital / Liquidity
RBI Raises Net Owned Funds Requirement for ARCs
By Ajoy K Das | 25/04/2024
Existing asset reconstruction companies will have until 31 March 2026 to meet the $36mn net owned funds requirement.
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