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Bloomberg Launches Compliance Center
By Editors | 19/12/2013
With recent controversy surrounding group chat rooms used by financial firms including measures by Barclays, Citigroup and Royal Bank of […]
Securities / Derivatives
IOSCO Concerned Over Asian CPP Assessment
By Editors | 03/12/2013
“Imposing conditions and standards that are not relevant for non EU Central Counterparties (CCP) would give rise to severe problems” […]
ESMA Issues Final Draft Regulatory Technical Standards for Non-EU Counterparties
By Editors | 19/11/2013
The European Securities and Markets Authority (ESMA) has issued final draft regulatory technical standards (RTS) related to derivative transactions by […]
FSB Publishes Annual Update to Global Systematically Important Banks
By Editors | 12/11/2013
The Financial Stability Board (FSB) has published their annual update to their group of Global Systematically Important Banks (G-SIBs). The […]
BIS Releases Liquidity Stress Testing Survey
By Editors | 29/10/2013
The Bank for International Settlements (BIS) has released a working paper titled “Liquidity stress testing: a survey of theory, empirics […]
Second IOSCO Hedge Fund Survey Published
By Editors | 22/10/2013
The International Organization of Securities Commissions has published the Report on the Second IOSCO Hedge Fund Survey. The aim of […]
SEC Halts Worldwide Pyramid Scheme
By Editors | 21/10/2013
The Securities and Exchange Commission today announced charges and asset freezes against the operators and promoters of a worldwide pyramid […]
IOSCO Launches First Securities Markets Risk Outlook
By Editors | 17/10/2013
The International Organization of Securities Commissions (IOSCO) has published the IOSCO Securities Markets Risk Outlook for 2013-2014. The report highlights […]
Securities / Derivatives
Regulators from Asia attend meeting at ESMA
By Editors | 03/10/2013
Principals and senior representatives of authorities responsible for the regulation of the over-the-counter (OTC) derivatives markets in Australia, Brazil, the […]
Securities / Derivatives
ESMA Publishes Further Advice to Commision on Non-EU Countries
By Editors | 02/10/2013
The European Securities and Market Authority (ESMA) has published its second set of advice to the European Commission on the […]
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