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Operational Risk
Malaysia Issues New Policy Document on Compliance
By Editors | 05/10/2015
Bank Negara Malaysia (BNM) has released new policy requirements on compliance for financial institutions which will come into effect on January 1, 2017.
Structural Regulation
Malaysia Securities Laws Amendments Come Into Force
By Editors | 25/09/2015
The securities laws amendments will to facilitate innovative fundraising structures, enhance investor protection, clarify responsibilities of issuers and advisers, and expand supervisory powers.
Alternative Markets
Thai Asset Managers to Offer Hedge Funds Next Year
By Editors | 24/09/2015
Thailand’s Securities and Exchange Commission is drafting rules to allow Thai asset management companies to offer hedge funds locally.
Anti-Money Laundering
Malaysia Receives FATF Praise for AML/CTF Efforts
By Editors | 21/09/2015
The Financial Action Task Force has issued a report praising Malaysia’s legal framework for anti-money laundering and counter-terrorist financing standards.
Cloud & Infrastructure
Malaysia Launches New Fintech Initiative
By Editors | 09/09/2015
Malaysia’s Securities Commission has announced a new initiative aimed at driving interest towards the development of financial technology sector.
Structural Regulation
ASEAN Regulators Ease Cross-Border Capital Raising
By Editors | 08/09/2015
Regulators in Singapore, Malaysia, and Thailand have jointly issued a handbook to streamline the review framework for cross-border equity and debt securities offerings in ASEAN.
Trading & Investment
Taiwan Seeks Trading Link with Malaysia
By Editors | 06/09/2015
The Taiwan Stock Exchange is open to exploring setting up a stock-trading link with Malaysia if Bursa Malaysia is interested.
Anti-Money Laundering
Singapore Regulator Reiterates Commitment Against Money Laundering and Terrorism Financing
By Editors | 20/07/2015
The Monetary Authority of Singapore has outlined Singapore’s anti-money laundering regime, reiterating its commitment to safeguarding its financial system.
Structural Regulation
Malaysia Enhances Listing Rules for ACE Market
By Editors | 18/07/2015
Bursa Malaysia has on introduced enhancements to listing requirements for its ACE Market in a bid to incentivise more small and medium enterprises to list.
Trading & Investment
Malaysia Enhances Competitiveness for Fund Management Industry
By Editors | 12/07/2015
The Securities Commission Malaysia has liberalised its rules governing the fund management industry by allowing the establishment of boutique fund management companies through a more facilitative structure.
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