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United States
Custody & Infrastructure
Thailand SEC Launches Digital Asset Regulatory Sandbox
By Editors | 12/08/2024
Six types of digital asset services will be allowed to participate in sandbox testing, subject to them meeting certain qualifications.
Anti-Money Laundering
US Fed Imposes Conditions on Customers Bank for AML Deficiencies
By Manesh Samtani | 12/08/2024
The Fed cited risk management deficiencies relating to an instant payments platform used to enable crypto firms to make around-the-clock US dollar payments.
PEPs & Sanctions
JPMorgan Requests Dismissal of NY Lawsuit Against Russia’s VTB
By Editors | 12/08/2024
JPMorgan said it is seeking to dismiss the lawsuit “against its will” because it faces uncertain risks if it violates an injunction issued by a Russian court.
Trading & Investment
Cboe to Launch Options on VIX Futures on 14 October
By Editors | 11/08/2024
Cboe said the new options contracts will help market participants better manage portfolio risk and trade volatility, especially with the US election coming up.
PEPs & Sanctions
NY Fed Assesses Effectiveness of Tornado Cash Sanctions
By Editors | 11/08/2024
The study found that non-cooperation with the Tornado Cash sanctions was not monetarily driven, but instead motivated by “philosophical reasons”.
PEPs & Sanctions
US, UK, Canada Announce Coordinated Sanctions Against Belarus
By Editors | 11/08/2024
The sanctions mark the four-year anniversary of the 2020 presidential election in Belarus, which was widely regarded as fraudulent.
Anti-Money Laundering
US Man Arrested for Facilitating DPRK Remote IT Worker Fraud
By Editors | 10/08/2024
DOJ said Matthew Isaac Knoot enabled North Korean IT workers to work for US and UK companies from locations in China, and laundered money for them.
Trading & Investment
Korean Securities Firms Under Fire Over US Trade Cancellations
By Manesh Samtani | 09/08/2024
A malfunction at Blue Ocean ATS, which provides connectivity to the US after-hours market, caused $457mn in trade cancellations for Korean investors.
Resolution & Recovery
US Fed Finalises New Guidance on Banks Resolution Plans
By Editors | 09/08/2024
The final guidance generally applies to banks, including foreign banks, with over $250bn in total assets, but not G-SIBs.
Fraud, Scams & Cybercrime
US Court Approves $12.7B Settlement Between CFTC, FTX
By Editors | 09/08/2024
The CFTC’s Ian McGinley said the settlement represents the largest recovery for investors in the regulator’s history.
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