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Market Abuse
Thailand Based Trader Pays $5.2M SEC Settlement
By Editors | 06/09/2013
The Securities and Exchange Commission today announced that a Bangkok-based trader whose U.S. brokerage account was frozen in an SEC […]
Market Abuse
SEC Issues Risk Alert on Options Trading
By Editors | 15/08/2013
The SEC has issued a Risk Alert to help market participants detect and prevent options trading that circumvents an SEC […]
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