United States

Securities / Derivatives

The Path to Readiness for HKMA’s Derivatives Reporting Rewrite

By Priya Kundamal | 16/06/2025

HKMA’s new derivatives reporting rules require firms to prioritise testing and stakeholder engagement, writes DTCC’s Priya Kundamal.

Securities / Derivatives

New SEC Chief Outlines Plan to Revive Philippine Capital Market

By Nithya Subramanian | 12/06/2025

New Chairman and CEO Francis Lim announced the formation of specialised working groups to advise on streamlining regulation to encourage more listings.

Sanctions

US Sanctions Force Singapore Cargo Inspection Firm to Close

By Editors | 12/06/2025

US sanctions prompted customers to cancel orders and banks to stop providing services, forcing CCIC Singapore to cease operations and lay off staff.

Enforcement

Korea to Implement “One Strike Out” Policy for Market Manipulators

By Editors | 12/06/2025

Korea to permanently ban perpetrators of unfair trading, signalling a zero-tolerance approach to market abuse and enhanced investor protection.

Sanctions

Five Nations Sanction Israeli Ministers, US Condemns Move

By Editors | 11/06/2025

UK, Canada, Norway, Australia and New Zealand sanctioned two Israeli ministers for inciting extremist violence and human rights abuses.

FSB Appoints Randal K Quarles to Lead Strategic Review

By Nithya Subramanian | 10/06/2025

The review will assess 15 years of reform implementation, evaluate the FSB’s tools and processes, and provide recommendations for improvement.

Crypto / Digital Assets

SEC Philippines Finalises Regulatory Framework for Crypto Industry

By Mark Johnston | 09/06/2025

SEC mandates registration and licensing for crypto asset service providers (CASPs) to enhance consumer protection and combat fraud.

Crypto / Digital Assets

Thailand SEC Waives Fees on ESG Bond and Digital Token Issuance

By Nithya Subramanian | 09/06/2025

The SEC has waived application and filing fees for three years to promote ESG finance and support the country’s creative sector.

Securities / Derivatives

Taiwan Central Bank Warns of Growing Risks from ETF Market

By Nithya Subramanian | 09/06/2025

The growth of the ETF market poses financial stability risks due to investor herding, liquidity challenges and questionable asset management practices.