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Market Infrastructure
CPMI, IOSCO Share Lessons of Supervisory Cooperation on Market Infrastructures
By Editors | 12/12/2019
Among the key features of successful cooperative arrangements are strong, trusted relationships between authorities and a willingness to exchange information.
AML / KYC
BCBS Updates AML/CFT Guidance for Correspondent Banking
By Editors | 10/11/2019
The revisions update the list of risk indicators banks should use to conduct risk assessments and specify conditions for using KYC utilities for obtaining customer information.
Big Picture
Effective Governance, Regulation Can Mitigate Cyber Risk: Moody’s
By Manesh Samtani | 25/10/2019
Regulators can help to mitigate the cyber threat by promoting contingency planning in banking and enabling information sharing among banks and regulators.
Market Infrastructure
FSB Reports on OTC Derivatives Reform Progress
By Editors | 16/10/2019
Comprehensive trade reporting requirements are in force in 23 of 24 FSB member jurisdictions, and authorities are increasingly making use of trade repository data.
Securities / Derivatives
Governance of OTC Derivatives Data Elements Finalised
By Editors | 10/10/2019
The FSB has now published the final governance arrangements for both the UTI and UPI, while CPMI-IOSCO has published the same for the other critical data elements.
Big Picture
DTCC Calls on Industry to Prioritise Business Resilience Efforts
By Editors | 24/09/2019
Firms must establish resilience as a business-owned strategic initiative, and be willing to prioritise business resilience over efficiency in some cases, says a new DTCC whitepaper.
Market Infrastructure
Wolfsberg Group Publishes CBDDQ Capacity Building Materials
By Editors | 01/07/2019
The materials include high level training videos and detailed guidance on the questionnaire, aimed at facilitating its implementation and halting the decline in correspondent banking.
Market Infrastructure
CPMI-IOSCO Paper on CCP Default Management Auctions
By Editors | 07/06/2019
The discussion paper describes the considerations CCPs take into account when planning and conducting default management auctions.
Crypto / Digital Assets
FSB Issues Report to G20 on Crypto-Asset Regulation
By Manesh Samtani | 04/06/2019
Forward-looking risk assessments are needed in crypto-asset markets to identify trends that may give rise to financial stability and other risks and assess their potential significance early on.
Market Infrastructure
FSB Details Progress to Address Decline in Correspondent Banking
By Editors | 03/06/2019
The number of active correspondent banks declined by 3.4% in 2018, bringing the cumulative decline since 2011 to 19.3 percent.
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