International Organization of Securities Commissions

Capital / Liquidity

IOSCO Study Refutes Reform Affects Market Decline

By Editors | 08/08/2016

Super-regulator says dealers have changed, denies link with regulation.

Uncategorised

Regulation and the Buy Side’s Role in Liquidity

By Samuel Riding | 16/06/2016

Asian regulators are starting to consider how to minimise the risks in investment funds’ growing role as market makers.

IOSCO Finalises Framework for Non-GAAP Measures

By Samuel Riding | 08/06/2016

12-point framework says measures should not be used to hide adverse information.

Market Infrastructure

Alder Appointed Chair of IOSCO Board

By Samuel Riding | 13/05/2016

SFC’s chief executive replaces Greg Medcraft.

Market Infrastructure

IOSCO to Increase Enforcement Cooperation

By Samuel Riding | 12/05/2016

Regulators agree to exchange of ISP and telephone records, but not the content of communications.

Securities / Derivatives

ISDA Cites Cross-border Conflicts in APAC Derivatives

By Samuel Riding | 07/04/2016

Report says CCP recognition and reporting are major issues.

Market Infrastructure

IOSCO Issues Cyber Risk Study

By Samuel Riding | 07/04/2016

Report explores approach to cyber risks of Singapore and Australian regulators.

Securities / Derivatives

IOSCO Updates OTC Derivatives Information Repository

By Samuel Riding | 05/04/2016

Information on central clearing requirements covers Japan, Korea, Hong Kong and Singapore.

Intermediary Opportunities in Asian OTC Derivatives

By Samuel Riding | 18/03/2016

OTC Derivatives Summit 2016 panellists discuss the operational challenges of clearing services and infrastructure in Asia.