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The Unintended Consequences of Securities Regulation
By Samuel Riding | 17/12/2015
IOSCO survey finds market participants see regulatory uncertainty as greatest potential systemic risk.
Paul Andrews Appointed Head of IOSCO
By Samuel Riding | 17/12/2015
FINRA managing director to take up secretary general post in March.
Market Infrastructure
IOSCO Publishes Results of Hedge Fund Survey
By Samuel Riding | 14/12/2015
Third report of hedge fund survey finds no liquidity problems under ‘normal’ conditions.
Korea Falls Short in CPMI/IOSCO Evaluation
By Samuel Riding | 01/12/2015
Korean authorities seen to lack observance in multiple areas of financial market infrastructure regulation.
CPMI-IOSCO Issue Financial Markets Cyber Guidance
By Samuel Riding | 26/11/2015
Joint consultation paper focuses on international cooperation in pre-empting and reacting to cyber-attacks.
The Land that Regulation Forgot
By Peter Guy | 23/11/2015
Asset managers unrealistically expect to escape iron grasp of SIFI regulation.
IOSCO Finalises CIS Custody Standards
By Samuel Riding | 10/11/2015
Report includes eight standards designed to protect assets of collective investment scheme investors.
FSB to Establish Misconduct Risks Group
By Samuel Riding | 09/11/2015
Financial Stability Board to also consider the issue of using compensation as a means of reducing misconduct.
Financial Innovation Shouldn’t Fall Victim to Regulators’ Regrets
By Peter Guy | 20/10/2015
Some regulators regret that no bankers were imprisoned for their role in the 2008 financial crisis. But, is this realistic?
IOSCO Board Meets to Discuss Key Priority Areas
By Editors | 09/10/2015
The Board of the International Organization of Securities Commissions met in Toronto to reinforce IOSCO’s position as the key global reference point for financial services and markets regulation.
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