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Market Infrastructure
India Introduces Cybersecurity Rules for Mutual Funds, Asset Managers
By Editors | 11/01/2019
Mutual funds and asset management companies must develop a cybersecurity policy document approved and regularly reviewed by their boards and trustees.
Securities / Derivatives
SEBI Instructs Brokers, Depository Participants to Report on AI, ML Systems
By Editors | 07/01/2019
Stock brokers and depository participants will have to report information on systems based on artificial intelligence and machine learning.
Market Infrastructure
SEBI to Upgrade Market Surveillance System and Data Warehouse
By Editors | 04/01/2019
India’s securities regulator is looking to beef up its IT infrastructure for market surveillance and trade data analysis to improve detection of market violations.
Securities / Derivatives
SEBI to Phase-In Physical Settlement of Equity Derivatives
By Editors | 02/01/2019
India’s securities regulator will introduce mandatory physical settlement of equity derivatives in a phased approach starting April 2019.
Crypto / Digital Assets
India Eyes Introduction of Sandbox Policy to Boost Capital Markets Innovation
By Editors | 24/12/2018
SEBI is examining whether legislative changes are required for the sandbox, as it seeks to enable the use of machine learning, artificial intelligence and blockchain in capital markets.
Securities / Derivatives
SEBI Amends Risk Management Framework for Equity Derivatives
By Editors | 19/12/2018
Initial margins must be collected before the next trading day (T+0), but CCPs may allow 2 days after the last margin collection before close-out of equity derivative positions.
Securities / Derivatives
SEBI Allows Mutual Funds to Segregate Distressed Assets in Portfolios
By Editors | 13/12/2018
At its latest board meeting, SEBI approved a plan to allow mutual funds to create segregated portfolios for assets experiencing credit events, among a number of other proposals.
Enforcement
RBI Fines Indian Bank for Violating Cybersecurity Norms
By Editors | 12/12/2018
The Reserve Bank of India has fined Indian Bank 10 million rupees for deficiencies in regulatory compliance with cybersecurity norms.
Market Infrastructure
SEBI Issues Cybersecurity Framework for Market Infrastructures
By Editors | 11/12/2018
Stock exchanges, clearing corporations and depositories have six months to put in place appropriate systems and processes for implementation of the new guidelines.
Market Infrastructure
SEBI Consults on Proposals to Allow Indian Firms to List Overseas
By Editors | 05/12/2018
An expert panel constituted by SEBI has issued recommendations that, if adopted, would enable Indian firms to list overseas and foreign companies to list directly in India.
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