ADVERTISEMENT
AML / KYC
SEBI Tightens P-Note KYC
By Samuel Riding | 12/07/2016
Offshore derivative instruments have allegedly been misused for round-tripping funds
Market Infrastructure
BSE Seeks Approval for Commodity Derivatives Platform
By Samuel Riding | 11/07/2016
Exchange has approached securities regulator for approval of GIFT City-based platform.
Market Infrastructure
SEBI to Strengthen Supervision of Bond Rating Agencies
By Samuel Riding | 08/07/2016
Board member Rajeev Kumar Agarwal says to also simplify FPI procedures, crack down on ‘black money’.
Market Infrastructure
SEBI Seeks Clarity on Algo-trading Violations
By Samuel Riding | 07/07/2016
Securities regulator to bring National Stock Exchange before technical advisory committee.
AML / KYC
SEBI to Allow Fund Sales on E-commerce Platforms
By Samuel Riding | 28/06/2016
Mutual fund association developing recommendations of panel on digitisation of financial services.
Market Infrastructure
Shareholders of Indian Stock Exchanges Approve Listings
By Samuel Riding | 27/06/2016
BSE and NSE advance listing plans, with the latter under pressure from major shareholders.
Market Infrastructure
India Set to Scrap Start-up Exchange Plans
By Samuel Riding | 23/06/2016
Securities regulator considering whether start-ups should be able to list on main exchanges.
Market Infrastructure
SEBI Moots Offshore Fund Manager Classification
By Samuel Riding | 22/06/2016
Securities regulator proposes minimum net worth requirement of INR20mn.
Market Infrastructure
BSE to Test Trading at Disaster Recovery Site
By Samuel Riding | 16/06/2016
BSE (Bombay Stock Exchange) will conduct a mock trading session from a disaster recovery site in Hyderabad to test the strength of its systems.
Uncategorised
Regulation and the Buy Side’s Role in Liquidity
By Samuel Riding | 16/06/2016
Asian regulators are starting to consider how to minimise the risks in investment funds’ growing role as market makers.
JOIN OUR NEWSLETTER
A daily selection of top stories from the Regulation Asia editorial team