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SEBI to Limit Fund TERs
By Samuel Riding | 25/01/2016
Move to cut total expense ratios designed to curb miss-selling.
Market Infrastructure
NSE Seeks Self-listing Approval
By Samuel Riding | 22/01/2016
SEBI does not normally allow exchanges to self-list, NSE wants to avoid listing on rival.
Market Infrastructure
SEBI Freezes Bank, Demat Accounts
By Samuel Riding | 21/01/2016
Indian securities regulator issues attachment order on Aspen Projects after illegal fund raising.
Market Infrastructure
India Pauses Commodity Futures Contract Issuance
By Samuel Riding | 18/01/2016
Securities regulator prohibits new contracts in effort to cool speculation, ease volatility in agricultural commodities prices.
Securities / Derivatives
UPDATED – India Restricts Funds’ Corporate Bond Investment
By Samuel Riding | 11/01/2016
Securities regulator reduces individual company and sector exposure limits due to distressed debt concerns.
India Strengthens Mutual Fund KYC Requirements
By Samuel Riding | 05/01/2016
Existing investors must provide additional KYC information and confirm compliance with Foreign Account Tax Compliance Act.
Indian Start-up Platform Fails to Take Hold
By Samuel Riding | 16/12/2015
Regulator urges investment banks to promote platform after no listings in first six months.
India Clamps Down on Trading Manipulation
By Samuel Riding | 15/12/2015
Commodity brokers and traders will have to test systems and software in consultation with exchanges.
SEBI to Set Fund Commission Rules, Discussing Crowdfunding
By Samuel Riding | 08/12/2015
Indian market regulator frustrated by mutual fund association delays; expects to introduce crowdfunding proposals next month.
SEBI Clears Way for India Exchange Listings
By Samuel Riding | 01/12/2015
Regulator clarifies listing framework for initial public offerings by stock exchanges, depository firms.
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