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AML / KYC
Indian Banks Seek Forensic Auditors Amid Fraud Fears
By Samuel Riding | 12/04/2017
Association says auditors should have at least 10 years experience for the largest suspected frauds.
Securities / Derivatives
SEBI to Introduce Common Registration for Equity, Commodity Brokers
By Editors | 31/03/2017
Move removes need to lock-up funds separately for stock and commodity broking entities for net worth and base minimum capital requirements.
Market Infrastructure
SEBI Allows All-digital Fee Payments
By Samuel Riding | 09/03/2017
Indian securities regulator also amends charges on derivatives transactions.
Market Infrastructure
New SEBI Chief Takes Office
By Samuel Riding | 02/03/2017
Ajay Tiyagi to work on commodity market integration, HFT, REITs and municipal bonds.
Market Infrastructure
SEBI Auditing 15 Brokers
By Samuel Riding | 01/03/2017
Investigations continue into allegations of unfair access to NSE for high-frequency traders.
Market Infrastructure
SEBI Consults on Market Infrastructure Governance
By Samuel Riding | 23/02/2017
Regulator calls for recommendations on exchange, depository, clearing corporation rules.
AML / KYC
India MFs Must Offer Divestment Before Derivatives
By Samuel Riding | 23/02/2017
Funds no longer need to obtain positive consent for shift in investment strategy.
Market Infrastructure
SEBI Eyes Action Against Spot Market Brokers
By Samuel Riding | 22/02/2017
Five firms said to be involved in exchange being unable to repay investors,
Capital / Liquidity
SEBI to Allow Banks to Trade Commodities
By Samuel Riding | 20/02/2017
Outgoing chairman UK Sinha says lenders need to hedge lending exposure to the sector.
Market Infrastructure
India to Allow Integrated Commodity, Equity Broking
By Samuel Riding | 16/02/2017
Integration of exchanges to follow, allowing single-platform trading of commodities, equities and currencies.
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