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Securities / Derivatives
SEBI Revises Fee Rules for Investment Advisers and Research Analysts
By Nithya Subramanian | 28/03/2025
Advance fee collection was restricted to six months for IAs and three months for RAs. The new limit is one year.

Securities / Derivatives
SEBI Proposes Easing Rules for GIFT City Stock Brokers
By Nithya Subramanian | 27/03/2025
Stock brokers will no longer need a No-Objection Certificate from the regulator to set up a subsidiary or joint venture in GIFT City.

Securities / Derivatives
SEBI Eyes Liquidity Boost to Corporate Bond Market
By Nithya Subramanian | 27/03/2025
The EBP platform would be mandatory for private placement debt issues exceeding INR 200 million. The RFQ platform will be more accessible for retail investors.

Securities / Derivatives
SEBI Forms High-Level Committee to Review Conflict of Interest Norms
By Nithya Subramanian | 27/03/2025
The committee will make recommendations to strengthen accountability and ethical conduct of members of the SEBI board.

Securities / Derivatives
SEBI Again Extends Ban on Agri-Derivatives Futures Until March 2026
By Nithya Subramanian | 26/03/2025
Despite calls for an end to the ban, it will now be in place for one more year, to control price volatility and speculation in seven farm commodities.

Securities / Derivatives
SEBI Plans to Clarify Rules for ESOPs and Promoter Shares
By Mark Johnston | 26/03/2025
SEBI proposes amendments to provide clarity and ensure equitable treatment for shares regardless of their acquisition method.

Securities / Derivatives
SEBI Eases Investment Rules for Category II AIFs
By Nithya Subramanian | 26/03/2025
SEBI is allowing Cat II AIFs more flexibility to invest in listed debt securities with a credit rating of ‘A’ or below.

AML / KYC
SEBI Relaxes Threshold for Granular Disclosures by FPIs
By Nithya Subramanian | 25/03/2025
SEBI has reduced the number of FPIs that are subject to granular disclosure requirements, to lower the regulatory burden.

Securities / Derivatives
NSE Enables Electronic Process for Trading in its Unlisted Shares
By Mark Johnston | 25/03/2025
Transactions in NSE’s off-market shares can now be completed in days instead of months under the old process.

Securities / Derivatives
SEBI Tightens Social Media Advertising Rules for Intermediaries
By Nithya Subramanian | 25/03/2025
SEBI said that it has noticed a “rapid increase” in frauds related to the securities market on various social media platforms.
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