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Securities / Derivatives
India Introduces Tiered Public Float Rules for Large IPOs
By Nithya Subramanian | 16/03/2026
The Ministry of Finance has revised listing rules with a tiered minimum public shareholding framework, allowing large companies to list with smaller initial public floats.

Securities / Derivatives
India, EU Still Disagree on CCP Oversight Despite MoU Signing - Report
By Manesh Samtani | 16/03/2026
The January agreement is contingent on the EU addressing India’s concerns over the extraterritorial oversight of its CCPs in the next EMIR review.

Securities / Derivatives
SEBI Sets Framework for Intraday Borrowing by Mutual Funds
By Nithya Subramanian | 16/03/2026
SEBI has removed the percentage-based cap for intraday borrowing, introducing new conditions to help funds manage liquidity mismatches.

Securities / Derivatives
SEBI Proposes Simpler Rules for Securities Transmission
By Nithya Subramanian | 15/03/2026
The proposals aim to ease the process for heirs by raising claim limits and standardising documentation for financial institutions.

ESG / Sustainability
ICMA Report Highlights Need for APAC Convergence of ESG Ratings Rules
By Mark Johnston | 13/03/2026
New report highlights the rise of voluntary codes and binding rules for ESG ratings providers across Asia-Pacific jurisdictions.

Securities / Derivatives
SEBI Eases Certification Rules for Research Services Sales Staff
By Nithya Subramanian | 13/03/2026
SEBI has relaxed certification requirements for sales and other non-core staff linked to research services, introducing a new NISM exam tailored to client-facing roles.

Capital / Liquidity
SEBI: Mis-Selling, Weak Valuations Key Challenges for AIF sector
By Nithya Subramanian | 12/03/2026
SEBI Chairman said the sector must enhance governance and investor protection as it grows into a key source of capital for the economy.

Capital / Liquidity
RBI Revises Counterparty Credit Risk Rules to Align with Basel Norms
By Nithya Subramanian | 11/03/2026
New rules clarify capital charges for clearing members and revise add-on factors for derivatives, lowering them for some contracts while raising them for others.

Securities / Derivatives
India’s IFSCA Proposes Market Abuse Regulations for GIFT City Firms
By Nithya Subramanian | 09/03/2026
The IFSCA has proposed new regulations to prohibit insider trading, market manipulation and other abusive practices in IFSC securities markets.

Securities / Derivatives
SEBI Launches Voluntary Debit Freeze Facility for Mutual Fund Investors
By Nithya Subramanian | 09/03/2026
SEBI introduces a voluntary debit freeze for MF folios, allowing investors to block unauthorised withdrawals, enhance security, and maintain control over inflows and long-term holdings.
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