Securities and Exchange Board of India

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    Securities / Derivatives

    SEBI Issues New Rules for Small and Medium REITs

    By Ajoy K Das | 12/03/2024

    SM REITs schemes may raise funds from Indian as well as foreign investors and use them to acquire and manage real estate assets.

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    AML / KYC

    SEBI’s FPI Disclosure Rules Create Anxiety for Foreign Funds

    By Editors | 12/03/2024

    Requirements for FPIs to disclose information about their investors present legal, regulatory and practical challenges for foreign funds.

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    Securities / Derivatives

    SEBI Bars JM Financial from Acting as Lead Manager

    By Ajoy K Das | 12/03/2024

    SEBI said JM Financial engaged in practices which have a “detrimental effect” on the orderly functioning of the market.

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    Capital / Liquidity

    AMFI Directs AMCs to Disclose Monthly Stress Test Results

    By Ajoy K Das | 10/03/2024

    The disclosures are intended to enhance transparency and provide investors with more insight into the risk profiles of small and mid-cap mutual fund schemes.

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    Enforcement

    RBI Imposes Restrictions on Systemically Important NBFC

    By Ajoy K Das | 06/03/2024

    The RBI said JM Financial Products “repeatedly” helped customers bid for IPO and NCD offerings using loaned funds, in violation of the regulations.

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    Securities / Derivatives

    SEBI Proposes Relaxed Disclosure Rules for Certain FPIs

    By Ajoy K Das | 02/03/2024

    Category I FPIs that are university funds or university-related endowments would be exempt from enhanced disclosure requirements.

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    Securities / Derivatives

    India Establishes Expert Committee to Develop GIFT City Markets

    By Ajoy K Das | 01/03/2024

    The committee will help to develop rules to enable direct listings of Indian companies at GIFT City stock exchanges.

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    Securities / Derivatives

    SEBI Seeking Greater Transparency from Small, Mid-cap Funds

    By Ajoy K Das | 28/02/2024

    High inflows into small and mid-cap funds have raised concerns about potential liquidity challenges in the event of large redemptions.

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    Securities / Derivatives

    SEBI Cautions Investors of Fraudsters Claiming to Represent FPIs

    By Ajoy K Das | 27/02/2024

    Fraudsters are falsely claiming affiliations with SEBI-registered FPIs and offering trading opportunities and online courses to entice investors.

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    Securities / Derivatives

    SEBI Proposes to Relax Requirements for Mutual Funds

    By Ajoy K Das | 27/02/2024

    Separate dedicated fund managers would no longer need to be appointed for commodity and overseas investments.

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