Securities and Exchange Board of India

Capital / Liquidity

SEBI Mandates FPIs to Route Bond Trades to RFQ Platforms

By Ranamita Chakraborty | 08/08/2023

Starting 1 October, foreign portfolio investors are required to conduct a minimum of 10 percent of their total secondary market corporate bond trades through the request for quote (RFQ) platform offered by stock exchanges.

Capital / Liquidity

SEBI’s Annual Report Highlights Disclosure Rules Strengthening Plan

By Jill Wong | 08/08/2023

Sebi’s annual report highlights plans to strengthen disclosure requirements of unlisted companies.

Uncategorised

SEBI Offers Clarifications on Investment Advisor Rules

By Editors | 08/08/2023

Those offering investment advice solely to overseas persons are not subject to the rules. Registered investment advisors can provide advice to FPIs.

Securities / Derivatives

SEBI Pushes Uniformity in Portfolio Manager Performance Audits

By Editors | 04/08/2023

SEBI mandates standardised annual audits for portfolio managers to enhance transparency in firm-level performance data.

Capital / Liquidity

SEBI Approves Sale of Private Listed InvITs

By Ranamita Chakraborty | 04/08/2023

Existing shareholders of private listed Infrastructure Investment Trusts (InvITs) can now sell their units to the public through a stock exchange mechanism.

AML / KYC

SEBI Proposes Revising Account Aggregator Framework to Prevent Fraud

By Ranamita Chakraborty | 03/08/2023

Securities and Exchange Board of India (SEBI) found that certain consumers are sharing confidential information with third parties and providing financial data to unauthorised entities.

Market Infrastructure

UPDATED – SEBI Directs MIIs to Establish Common Dispute Resolution Platform

By Sanday Chongo Kabange | 01/08/2023

Disputes between investors or clients and listed companies or any specified intermediaries or regulated entities in the securities market will be resolved through the proposed new platform.

Securities / Derivatives

NSE India Considers Extending Trading Hours

By Editors | 31/07/2023

NSE is considering extending trading hours to make it more convenient for office-goers to trade in the evening.

Capital / Liquidity

India to Allow Overseas Listings by Domestic Firms, Starting in GIFT City

By Editors | 31/07/2023

India will permit companies to list directly on GIFT City exchanges, and later, in other specified overseas jurisdictions.