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Securities / Derivatives
SEBI to Amend IPO Framework, Introduce Bond Platform Rules
By Editors | 04/10/2022
At its board meeting, SEBI also decided to allow net settlement between the cash and derivatives segments, which will enable netting benefits and reduce margins.
Securities / Derivatives
India Allows FPIs to Trade Commodity Derivatives Market
By Editors | 03/10/2022
Since 2018, FPIs been allowed to trade exchange-traded commodity derivatives but only to hedge actual underlying exposures to physical commodities.
Securities / Derivatives
SEBI Modifies Rules on Daily Price Limits for Commodity Futures
By Editors | 02/10/2022
Exchanges may relax the daily price limit in “exceptional circumstance” to resolve price differences between local and overseas markets.
Securities / Derivatives
SEBI Grants BSE Final Approval to Launch Gold Trading
By Editors | 02/10/2022
BSE has already conducted mock trading sessions for its members in a test environment to enable trading in electronic gold receipts.
Securities / Derivatives
SEBI Issues New Rules for Ratings of Credit-enhanced Securities
By Editors | 30/09/2022
The rules require CRAs to make certain disclosures and conduct independent due diligence on the nature of support provided by an external or third party.
Market Infrastructure
SEBI Developing New Settlement Process for Stock Market
By Editors | 28/09/2022
Under the new system, funds for secondary stock market transactions would be blocked until securities settlement is done.
Market Infrastructure
SEBI Orders Separation Between CRAs and Non-Rating Affiliates
By Editors | 27/09/2022
Credit rating agencies are directed to strengthen their internal firewalls and formulate a policy on their separation/firewall practices by January 2023.
Fintech / Regtech
SEBI to Tighten Rules on Algo Trading Offered to Retail
By Editors | 26/09/2022
SEBI will scrutinise firms offering algorithmic trading services that claim high returns but cannot be audited or validated.
Securities / Derivatives
SEBI Issues Directions on Circulation of Market Rumours
By Editors | 18/09/2022
Intermediaries are required to prevent rumours and unverified information from being circulated via blogs, chat forums, and messenger sites.
Enforcement
SEBI Probes AIFs Over Non-transparent Practices – Report
By Editors | 15/09/2022
At least 20 alternative investment funds are under scrutiny for practices such as dividend stripping, priority payouts, and opaque valuation policies.
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