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Securities / Derivatives
SEBI Reviews Plans to Allow FPI Access to Commodity Derivatives
By Editors | 26/06/2022
SEBI asked large market participants to recommend risk management measures needed to allow FPI participation in exchange-traded commodity derivatives.
Securities / Derivatives
SEBI Allows Mutual Funds to Resume Overseas Investing
By Editors | 21/06/2022
In February, SEBI advised mutual funds to halt further investments in foreign stocks to avoid breaching industry-wide regulatory limits.
Securities / Derivatives
SEBI Enhances Cybersecurity Requirements for Asset Managers
By Editors | 19/06/2022
A new framework that took effect on 15 July requires AMCs to conduct cyber audits twice a year and report incidents within six hours of detection.
India: AMFI Directs Fund Managers to End Remote Work Arrangements
By Editors | 31/05/2022
AMFI’s advisory asks fund managers to end flexibilities that allowed employees to work from their homes by 10 June 2022.
Enforcement
SEBI Raids Brokers in Axis Fund Front-running Probe
By Editors | 29/05/2022
Fund managers of Axis Mutual Fund shared trade information with outside brokers and other entities who traded on the information ahead of Axis funds.
Securities / Derivatives
SEBI Issues New Norms to Boost Appeal of ETFs, Index Funds
By Editors | 29/05/2022
ETF managers must appoint at least two market makers. The minimum subscription amount required for new fund offers has been reduced.
Market Infrastructure
SEBI Updates Market Infrastructure Cyber Security Framework
By Editors | 24/05/2022
Stock exchanges, clearing corporations, and depositories are required to conduct a comprehensive cyber audit at least twice each financial year.
Fintech / Regtech
SEBI Seeks to Ban Celebs from Promoting, Endorsing Crypto
By Editors | 19/05/2022
SEBI suggested to a parliamentary committee that prominent public figures be barred from promoting or endorsing crypto products.
Securities / Derivatives
SEBI Proposes to Allow Confidential Filings of IPO Documents
By Duruthu E Chandrasekera | 19/05/2022
SEBI is looking to incentivise more IPO listings by addressing concerns that information contained in IPO documents could be used by an applicant’s competitors.
Crypto / Digital Assets
India’s NSDL Launches Blockchain Platform for NCD Market
By Editors | 16/05/2022
The new platform will record NCD creation, continuously monitor covenants and asset cover, and track credit ratings.
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