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Securities / Derivatives
Indian Startups Call on Govt to Allow Direct Overseas Listings
By Ranamita Chakraborty | 10/08/2021
Concerns that direct overseas listings will hurt the domestic market are unfounded, local startups said in a letter to the prime minister.
SEBI Allows Payments Banks to Perform Investment Bank Activities
By Ranamita Chakraborty | 10/08/2021
Payments banks will be able to accept application money, allotment or call money, and make payments of dividend or interest warrants.
AML / KYC
SEBI Allows Indian Fund Managers to Participate in FPIs
By Editors | 07/08/2021
KYC norms that required FPIs and institutional investors to disclose their personal information to SEBI have also been relaxed.
Securities / Derivatives
Intra-day NAV is Applicable for ETF Transactions: SEBI
By Ranamita Chakraborty | 06/08/2021
The mutual fund industry told SEBI the closing NAV may “not be relevant” for direct transactions in ETF units with large investors.
Securities / Derivatives
SEBI Asks RTAs to Build Common Platform for Fund Investors
By Editors | 05/08/2021
SEBI has asked India’s two RTAs, KFinTech and CAMS, to develop a new dedicated platform for investors to transact in mutual funds.
Securities / Derivatives
SEBI Requires Segregation, Monitoring of Client Collateral
By Editors | 27/07/2021
The framework seeks to address previous instances of brokers defaulting and misusing clients’ securities and funds.
Securities / Derivatives
SEBI Proposes Tweaks to Dual Class Shares Framework
By Editors | 12/07/2021
SEBI proposes to allow superior voting rights shares to be issued to trusts and other corporate structures and to tweak other requirements.
Capital / Liquidity
SEBI Allows Cross Margin Benefits in Commodity Futures Trades
By Editors | 03/07/2021
The move is part of efforts to improve efficiency in the use of the margin capital and enhance market liquidity.
Securities / Derivatives
SEBI Clarifies Application of Liquidity Risk Rules for Debt Funds
By Editors | 02/07/2021
Liquid assets requirements imposed in November mean that asset allocation limits only apply to the non-liquid portion of portfolios.
Securities / Derivatives
SEBI Allows Mutual Funds to Trade IRS for Hedging
By Sanday Chongo Kabange | 22/06/2021
SEBI says mutual fund schemes may enter into plain vanilla interest rate swaps for hedging purposes.
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