Securities and Futures Commission

SFC Chairman Pushes for OTC Derivatives Reform

By Editors | 14/10/2015

The chairman of the Securities and Futures Commission says there is no room for delay in the implementation of OTC derivatives reforms as international standards need to be met.

Hong Kong to Establish Resolution Regime This Year

By Editors | 12/10/2015

Majority of respondents supportive of the proposal to establish local resolution regime in line with FSB standards.

Hong Kong to Streamline Fund Authorisation Process

By Editors | 12/10/2015

Intention to promote fund providers’ self-compliance and reduce the overall processing time without compromising investor protection.

Hong Kong Considers Centralised Fund Platform

By Editors | 11/10/2015

The Hong Kong Securities Association is holding talks with Hong Kong Exchange and Clearing Limited to evaluate the possibility of launching a centralised fund platform.

Hong Kong Terminates Plan for Dual-Class Shares

By Editors | 06/10/2015

The Stock Exchange of Hong Kong has terminated a plan to allow dual-class shares and other weighted-voting rights structures after objection from the Securities and Futures Commission.

Hong Kong Scraps Dual-Class Shares Plan

By Samuel Riding | 05/10/2015

SFC objects, saying proposals would damage reputation of Hong Kong’s regulatory system.

Hong Kong SFC Chairman Carlson Tong Reappointed

By Editors | 05/10/2015

The Securities and Futures Commission has reappointed Carlson Tong as its chairman for a term of three years effective from October 20, 2015.

HKMA-SFC Consult on Mandatory Clearing and Reporting for OTC Derivatives

By Editors | 01/10/2015

Consultation paper introduces first phase of mandatory clearing and second phase of mandatory reporting under new OTC regime.

HKEx Announces CCASS Service Enhancements

By Editors | 21/09/2015

HKEx has announced the introduction of further CCASS service enhancements relating to Shanghai-Hong Kong Stock Connect in two stages, subject to SFC approval.