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Capital / Liquidity
SFC Issues Guidance on IPO Services Ahead of FINI Launch
By Editors | 09/11/2023
The SFC outlines risk management considerations for licensed corporations offering IPO services ahead of HKEX’s launch of a new IPO settlement platform.

Crypto / Digital Assets
Investor Protection is Key to Singapore, Hong Kong Crypto Regulations
By Nithya Subramanian | 08/11/2023
As Singapore and Hong Kong regulators navigate the fast-changing digital assets landscape, investor protection takes centerstage.

Crypto / Digital Assets
SFC Awards Licences to HK Unit of Swiss Crypto Bank, SEBA
By Manesh Samtani | 08/11/2023
The licences allow SEBA Hong Kong to deal in, advise on, and conduct asset management for traditional securities and virtual assets.

Crypto / Digital Assets
SFC Issues Rules for Tokenised Securities and Investment Products
By Manesh Samtani | 03/11/2023
Tokenised securities have to meet the same requirements as traditional securities. Primary dealing of tokenised investment products will be allowed.

Crypto / Digital Assets
Hong Kong Announces New Fintech Development Initiatives
By Editors | 02/11/2023
The initiatives include a new platform to facilitate retail fund distribution and enhancements to the regulatory framework for virtual assets.

ESG / Sustainability
HK SFC, ICMA Collaborate on Voluntary ESG Code of Conduct
By Sanday Chongo Kabange | 01/11/2023
The code of conduct will improve the reliability of ESG information used by licensed corporations in their investment decisions.

Fintech / Regtech
SFC Consults on New Regulatory Requirements for Securities Registrars
By Manesh Samtani | 31/10/2023
General principles on outsourcing, systems integrity and security, and disclosure obligations are being added to the code of conduct.

Market Infrastructure
Hong Kong Gazettes IBOR-related Amendments to Clearing Rules
By Editors | 31/10/2023
Subject to negative vetting by LegCo, the rule changes will commence on 1 July 2024.

Crypto / Digital Assets
Hong Kong Sets Template for Rules on Ring-fencing Crypto Risks
By Georgina Lee | 26/10/2023
Panellists at the Ripple x Metaco Hong Kong Policy Summit discussed the evolution of Hong Kong’s regulatory framework for crypto assets.

ESG / Sustainability
Hong Kong’s Chief Unveils Series of Measures to Boost City
By Manesh Samtani | 26/10/2023
Stamp duties on property purchases and securities transactions were reduced. A new fund distribution platform will be developed.
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