Securities and Futures Commission

    Crypto / Digital Assets

    Hong Kong to List First Crypto Futures ETFs on 16 Dec

    By Editors | 15/12/2022

    The ETFs are being launched by CSOP Asset Management, one linked to Bitcoin futures and the other to Ether futures traded on the CME.

    Fintech / Regtech

    HashKey, ZA International to Cooperate on Digital Assets

    By Editors | 14/12/2022

    The two groups will cooperate on digital assets, Web3 and DLT. ZA International recently unveiled plans to tokenise its ZA Coin.

    Crypto / Digital Assets

    SFC Issues Fresh Warning About Virtual Asset Risks

    By Editors | 14/12/2022

    The SFC warns that virtual asset platforms may on-lend customer assets or them in investment or other activities, which could potentially lead to a “total loss”.

    AML / KYC

    SFC Announces 20 March 2023 Launch Date for HKIDR

    By Editors | 13/12/2022

    The SFC has decided to “provide more time for the industry’s preparation” and has announced a 20 March 2023 launch date for the HKIDR.

    AML / KYC

    Hong Kong Legislative Council Passes AML/CTF Amendment Bill

    By Manesh Samtani | 08/12/2022

    New licensing regime for VASPs will start on 1 June 2023. New registration regime for precious metals dealers will start on 1 April 2023.

    Crypto / Digital Assets

    Three Firms Apply to Launch Crypto ETFs in Hong Kong

    By Editors | 07/12/2022

    Three fund managers have submitted applications to the SFC seeking approval to list ETFs in Hong Kong that invest in bitcoin and ether futures.

    Securities / Derivatives

    FSC Korea Unveils Plans to Disclose Names of Rule Breakers

    By Editors | 06/12/2022

    The FSC said disclosing the names of those who breach short selling rules or create market disturbances will create a deterrence effect and reduce illegal activities in capital markets.

    Market Infrastructure

    HKTR Announces Transitional Arrangement to Accommodate UTI Reporting

    By Editors | 05/12/2022

    Due to different UT adoption timelines across jurisdictions, reporting entities are allowed to report the UTI in any of the data fields of “UTI-USI”, “UTI-TID” or “Global UTI”.

    Securities / Derivatives

    HKEX Launches Options on Hang Seng TECH Index Futures

    By Editors | 29/11/2022

    The new contract and other enhancements to Hang Seng TECH Index derivatives suite will provide global investors more choice and flexibility, said HKEX’s Wilfred Yiu.

    Capital / Liquidity

    SFC Proposes Risk Management Guidelines for Futures Brokers

    By Editors | 28/11/2022

    The guidelines strengthen requirements for futures brokers to safeguard client assets, put in place trading controls, and set prudent client limits.

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