Securities and Futures Commission

    Market Abuse

    Hong Kong Jails Masterminds for 'Ramp-And-Dump' Securities Fraud

    By Sanday Chongo Kabange | 10/02/2026

    The duo used 'WeChat teachers' to promote stocks, then used naked short selling to make HKD 3.3 million in illicit profits.

    Anti-Money Laundering

    SFC Fines Asset Manager Kylin for Widespread Failures

    By Sanday Chongo Kabange | 10/02/2026

    The firm was penalised for conflicts of interest including undisclosed director loans, deficient KYC and AML controls, and misinforming investors.

    Trading & Investment

    Hong Kong to Expand Debt, RMB Markets to Cement Finance Hub Status

    By Sanday Chongo Kabange | 09/02/2026

    Financial Secretary Paul Chan has outlined plans to develop the city's fixed income, currency, and digital asset markets to support China's growth.

    Tokenisation

    Hong Kong Fund Industry Could Double With Tokenisation: Report

    By Manesh Samtani | 05/02/2026

    Whitepaper from BCG, Aptos Labs and Hang Seng Bank outlines a policy and technology roadmap for token-based finance.

    Trading & Investment

    HK Official Details Bond Market Reforms, Eyes E-Trading and CGB Futures

    By Manesh Samtani | 05/02/2026

    Regulators are studying an electronic trading platform, preparing to launch offshore CGB futures, and exploring wider use of tokenised bonds.

    Fraud, Scams & Cybercrime

    South Korea to Ban Executives for Accounting Fraud in Transparency Push

    By Manesh Samtani | 04/02/2026

    Regulators will impose market exit penalties, mandate external oversight for major audit firms, and penalise low-ball audit bids to boost investor confidence.

    Custody & Infrastructure

    SFC Seeks Budget Increase to Boost Headcount for Digital Assets, IPOs

    By Sanday Chongo Kabange | 04/02/2026

    Six of 18 new positions are designated for digital assets licensing and supervision work as well as the SFC's "ASPIRe" virtual asset roadmap.

    Trading & Investment

    SFC Official Outlines Planned Reforms to Boost REIT Market

    By Sanday Chongo Kabange | 03/02/2026

    The SFC is streamlining listing rules, planning a new M&A framework, and prioritising REIT Connect to enhance market competitiveness and liquidity.

    Structural Regulation

    SFC Tightens IPO Sponsor Rules, Warns of Inspections

    By Manesh Samtani | 02/02/2026

    The regualtor has introduced new workload limits and reporting rules for banks amid a boom in listings.

    Cloud & Infrastructure

    Hong Kong AoF, Tsinghua University Sign Pact on Fintech, Policy Research

    By Sanday Chongo Kabange | 02/02/2026

    The agreement aims to deepen collaboration between Hong Kong and mainland China on financial leadership, fintech, and policy research.

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