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Structural Regulation
CSRC to Accelerate Work on Overseas Listing Framework
By Darien Choong | 05/09/2022
The CSRC will push forward legislation to enact new overseas listing rules, and support the establishment of a new registration system for Chinese firms seeking foreign IPOs.
Market Abuse
Thai SEC Penalises Bitkub CTO for Insider Trading Violations
By Editors | 05/09/2022
Bitkub’s CTO bought the company’s own digital token, KUB Coin, based on inside information about a proposed acquisition by Siam Commercial Bank.
Cryptocurrency
New Crypto Advertising Rules Take Effect in Thailand
By Editors | 04/09/2022
Crypto firms with advertising already on display have 30 days to amend their advertisements to achieve compliance with the new rules.
Fraud, Scams & Cybercrime
FBI Calls on DeFi Platforms to Bolster Safeguards Against Theft
By Editors | 04/09/2022
DeFi platforms are asked to institute real time analytics, monitoring, rigorous code testing, and incident response plans.
Market Abuse
Thai SEC Files Suit Against Company Chairman Fake Vaccine Deal
By Editors | 03/09/2022
The chairman disseminated false statements to various media outlets last year saying his company had signed a contract to import Phizer’s Covid-19 vaccines.
Market Risk
Korean Regulator Warns of Risks from Leveraged ETFs
By Editors | 03/09/2022
Three of the top ten overseas products purchased by Korean retail investors in H1 were highly leveraged ETPs which have lost 60 percent or more this year.
Structural Regulation
PCAOB Picks Chinese Firms for First Audits Checks – Report
By Editors | 31/08/2022
Alibaba, Netease, Baidu, JD.com and Yum China are among the first Chinese firms selected for the PCAOB’s audit checks in Hong Kong
Payments & Settlements
US to Launch FedNow Instant Payments Platform in Mid 2023
By Editors | 31/08/2022
The technical testing phase of the new FedNow Service will kick off in mid-September. The service will be ready to launch between May and July of 2023.
Trading & Investment
Sri Lanka Launches Third Phase of Capital Market Digitisation
By Duruthu E Chandrasekera | 30/08/2022
SEC chairman Viraj Dayaratna said the CSE will introduce new products, including paper gold, SPACs, Islamic products, structured warrants and green bonds.
Conduct, Culture & Accountability
US SEC Shines Spotlight on Executive Compensation
By ESG Investor | 30/08/2022
US companies will be required to disclose information reflecting the relationship between executive compensation and the financial performance.
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