United States

    Anti-Money Laundering

    Philippine President to Prioritise Bill to Ease Bank Secrecy Rules

    By Manesh Samtani | 20/08/2021

    The BSP welcomed the move, saying the bill will provide the central bank tools to investigate illegal activity and improve the safety of the banking system.

    Structural Regulation

    Thailand SEC Set to Overhaul Mutual Fund Regulations

    By Pongnut Thanaboonchai | 17/08/2021

    The SEC proposes more principle-based and flexible requirements for the establishment of new funds and in the investment decision process.

    Anti-Money Laundering

    US Real Estate the ‘Preferred’ Money Laundering Destination: GFI

    By Ranamita Chakraborty | 13/08/2021

    Lawyers, real estate agents, investment advisers, and bank employees have repeatedly facilitated money laundering through US real estate by HNWIs and PEPs.

    Structural Regulation

    Refinitiv Launches Prototype USD Fallback Rates for Cash Products

    By Editors | 13/08/2021

    There are two versions of the Refinitiv USD IBOR Cash Fallbacks: one for consumer cash products, the other for institutional cash products.

    Structural Regulation

    DTCC Urges Readiness for MAS Derivatives Reporting Requirements

    By Sanday Chongo Kabange | 12/08/2021

    Finance companies, subsidiaries of banks in Singapore, insurers and CMS licence holders will come into scope for reporting from 1 October.

    Anti-Money Laundering

    BitMEX to Pay $100m in Civil Penalties for US Regulatory Breaches

    By Editors | 12/08/2021

    BitMEX unlawfully accepted orders and funds from US customers to trade cryptocurrencies and failed to have in place an AML and user verification programme.

    Trading & Investment

    Thai SEC Proposes More Flexible Rules for Fund Advertising

    By Pongnut Thanaboonchai | 11/08/2021

    More principle-based requirements will provide more flexibility to fund managers while still adequately protecting investors, the SEC said.

    Anti-Money Laundering

    Chinese Nationals Face US Jail For Laundering Drug Money

    By Editors | 11/08/2021

    Six Chinese nationals face jail for conspiracy to launder money for El Chapo-linked drug cartels, using casinos, front companies, and false passports.

    Reporting & Disclosures

    SGX to Consult on Sustainability Reporting Enhancements “Soon”

    By Manesh Samtani | 10/08/2021

    The consultation will seek views on incorporating the TCFD recommendations, specific metrics to improve data comparability, assurance requirements, and board diversity disclosures.

    Structural Regulation

    Thailand’s Proposed SME Board Falls Short of Market Needs

    By Pongnut Thanaboonchai | 09/08/2021

    The SEC’s proposed SME board is unlikely to facilitate access to capital for startups that are most in need of funding, says Pongnut Thanaboonchai.

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