United States

    Payments & Settlements

    Sri Lanka to Complete Phase 2 Digitalisation of CSE in December

    By Duruthu E Chandrasekera | 15/11/2020

    Phase 2 will enable digital payments and smart wallets for CDS account holders, among a host of other features that will be made available electronically.

    Structural Regulation

    SEC Thailand to Cut Redundant Regulations, Red Tape by 2022

    By Editors | 15/11/2020

    The ‘regulatory guillotine’ project will reduce documentary requirements by almost 2 million sheets per year and processing time by about 102,000 hours per year.

    Operational Risk

    US Agencies Urge Banks Forward on LIBOR Transition

    By Sanday Chongo Kabange | 15/11/2020

    The Fed, OCC and FDIC have asked banks to move away from LIBOR ‘without delay’, accelerate customer outreach, and prepare their systems for the transition.

    PEPs & Sanctions

    US Investors Barred from Buying Stocks Linked to Chinese Military

    By Manesh Samtani | 15/11/2020

    Index providers will likely be forced to remove companies like China Mobile and China Telecom from key benchmarks by 11 January.

    PEPs & Sanctions

    US Sanctions Four More Officials Over Hong Kong National Security Law

    By Sanday Chongo Kabange | 10/11/2020

    China’s Foreign Ministry says the move is a violation of the basic norms governing international relations, urging the US to withdraw the sanctions.

    Trading & Investment

    Thailand Makes Stock Trading Fees Tax-deductible Until Year-End

    By Editors | 10/11/2020

    The SEC has notified investors that they can use securities and futures trading fees for tax deductions under a new government scheme.

    Trading & Investment

    TAIFEX to Expand Offshore Index Futures Suite with FTSE 100 Futures

    By Editors | 09/11/2020

    TAIFEX already offers Dow Jones, S&P 500 and Nasdaq-100 index futures. FTSE 100 Futures will further enhance its ability to cater to offshore investors.

    Structural Regulation

    CFTC Exempts BSE, NSE IFSC, NZX from FCM Registration

    By Editors | 05/11/2020

    BSE, NSE IFSC, and NZX will be allowed to accept US customer funds directly for trading in futures and options contracts without having to register as futures commission merchants.

    Structural Regulation

    CFTC Exempts More Singapore RMOs from SEF Registration

    By Editors | 05/11/2020

    The move brings the total number of exempted approved exchanges and recognised market operators authorised in Singapore to 13.

    Structural Regulation

    HK to Allow Secondary Listings from Some Corporate WVR Companies

    By Manesh Samtani | 01/11/2020

    Subject to certain requirements, Greater China issuers primary listed on the Nasdaq, NYSE or the LSE’s premium listing segment will be allowed to secondary list in Hong Kong.

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