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Legal Privilege in Cross-Border Internal Investigations
By Samuel Riding | 16/05/2017
Case arising from RBS’s actions during the last financial crisis provides an object lesson.
Algo Trading: ‘I’m Sorry Dave, I’m Afraid I Can’t Do That’
By Peter Guy | 08/05/2017
Increasingly complex trading algorithms challenge regulators’ and banks’ ability to manage risks.
Securities / Derivatives
Regulatory Imperatives on Asia’s Derivatives Frontier
By Samuel Riding | 27/04/2017
The right regulatory framework and local expertise will be essential as new markets develop.
Technology, Regulation and the Future of FX Trading
By Peter Guy | 24/04/2017
Regulations and fintech are competing to determine trading’s new frontiers.
Enforcement
US Extra-territorial Enforcement is Here to Stay
By JP Reimann | 06/04/2017
Compliance with US overseas enforcement actions is unlikely to change in Asia despite the dilemma it raises for the region’s banks.
The Strange Death of SIFI
By Peter Guy | 03/04/2017
Events point to major reforms in Dodd-Frank that could unleash a wave of liquidity.
Where Now for OTC Derivatives in Asia?
By Samuel Riding | 29/03/2017
Asian institutions have a window of opportunity before global rules take hold, according to panellists at Regulation Asia’s OTC Derivatives Summit Asia 2017.
Securities / Derivatives
Philippines’ 1st DDS to List Next Month
By Samuel Riding | 28/03/2017
Two firms confirmed as eligible brokers; BDO Unibank the designated settlement bank.
Uncategorised
Regulatory Rollback? Don’t Bet on It
By Samuel Riding | 14/03/2017
APAC institutions banking on having an easier time in the Trump-Brexit era could be in for a rude awakening.
Philippines to Lift Minimum Public Float Requirement
By Samuel Riding | 13/03/2017
Floor to be increased from 10% to 15% and later to 25%.
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