United States

Trading & Investment

Regulatory Imperatives on Asia’s Derivatives Frontier

By Samuel Riding | 27/04/2017

The right regulatory framework and local expertise will be essential as new markets develop.

Trading & Investment

Technology, Regulation and the Future of FX Trading

By Peter Guy | 24/04/2017

Regulations and fintech are competing to determine trading’s new frontiers.

Anti-Money Laundering

US Extra-territorial Enforcement is Here to Stay

By JP Reimann | 06/04/2017

Compliance with US overseas enforcement actions is unlikely to change in Asia despite the dilemma it raises for the region’s banks.

Emerging Prudential Risks

The Strange Death of SIFI

By Peter Guy | 03/04/2017

Events point to major reforms in Dodd-Frank that could unleash a wave of liquidity.

Clearing & Post-Trade

Where Now for OTC Derivatives in Asia?

By Samuel Riding | 29/03/2017

Asian institutions have a window of opportunity before global rules take hold, according to panellists at Regulation Asia’s OTC Derivatives Summit Asia 2017.

Trading & Investment

Philippines’ 1st DDS to List Next Month

By Samuel Riding | 28/03/2017

Two firms confirmed as eligible brokers; BDO Unibank the designated settlement bank.

Structural Regulation

Regulatory Rollback? Don’t Bet on It

By Samuel Riding | 14/03/2017

APAC institutions banking on having an easier time in the Trump-Brexit era could be in for a rude awakening.

Structural Regulation

Philippines to Lift Minimum Public Float Requirement

By Samuel Riding | 13/03/2017

Floor to be increased from 10% to 15% and later to 25%.

Market Abuse

US SEC Freezes Singapore Broker-Dealer Accounts

By Samuel Riding | 03/03/2017

US regulator alleges unknown traders gained $1.7mn from inside information, Straits Times reports.