United States

AML / KYC

Thailand to Amend Alternative Fund Distribution Rules

By Samuel Riding | 15/02/2016

Securities regulator aims to make business operation more flexible, enhance competitiveness.

HK to Approve Inverse and Leveraged ETFs

By Samuel Riding | 05/02/2016

Higher-risk ETFs are subject to counterparty and liquidity concerns in the US.

BSP Takes on Credit Card Regulation

By Samuel Riding | 03/02/2016

Central bank to have supervisory powers over credit card issuers, acquirers and transactions.

AML / KYC

Thailand Launches Crowdfunding Consultation

By Samuel Riding | 20/01/2016

Securities regulator seeks feedback on managing conflicts of interest and compliance monitoring systems.

Thailand Proposes New REIT Lending Rules

By Samuel Riding | 11/01/2016

Securities regulator considers authorising real estate investment trusts to lend to subsidiaries.

PSE-PSD Merger Deadline Extended

By Samuel Riding | 21/12/2015

SEC gives Philippine Stock Exchange extra 45 days to respond to queries on proposed merger with fixed income bourse operator.

Paul Andrews Appointed Head of IOSCO

By Samuel Riding | 17/12/2015

FINRA managing director to take up secretary general post in March.

How Regulation is Accelerating Use of E-trading

By Editors | 16/12/2015

Moves to reduce systemic risk and increase transparency in OTC derivatives support technological innovation.

PSE Faces Queries on PDS Deal

By Samuel Riding | 07/12/2015

Philippine Stock Exchange working to answer regulator’s questions on takeover of fixed income bourse operator.