ADVERTISEMENT
Securities / Derivatives
Long Term Success of Stock Connect Hinges on Removal of Barriers
By Editors | 11/06/2015
Study commissioned shows the long-term success of the Shanghai-Hong Kong Stock Connect hinges on removing barriers to participation.
FATCA in Full Force
By Peter Guy | 19/05/2015
For the first time in history, the US Government wields an international array of law enforcement tools specially designed to pursue tax evasion. But, what are the repercussions?
Implications of China’s Looming Market Evolution
By Editors | 10/04/2015
Implications of market structure changes for surveillance and risk management professionals.
DTCC Urges Action Ahead of Next OTC Reporting Phase
By Editors | 25/03/2015
The Depository Trust & Clearing Corporation (DTCC) has urged institutions to stay ahead of reporting deadlines under the next phase of Australia’s derivatives market reporting rules, which will be implemented next month.
Shenzhen Stock Connect May Include ChiNext Shares
By Editors | 10/03/2015
Hong Kong’s upcoming cross-border stock trade with Shenzhen will include stocks on the high-growth small and medium enterprise (SME) board, and also possibly stocks listed on ChiNext, a NASDAQ-style board.
US Authorities Probe Big Banks’ Pricing of Metals
By Editors | 25/02/2015
US officials are investigating at least 10 major banks for possible rigging of precious-metals markets, the Wall Street Journal reported citing people close to the inquiries.
DTCC’s Legal Entity Identifier Service Gathers Momentum
By Editors | 16/02/2015
The Global Markets Entity Identifier utility of the Depository Trust & Clearing Corporation, offered in collaboration with SWIFT, has issued over 165,000 legal entity identifiers (LEIs) to entities from over 140 jurisdictions, representing about 50% of all issued LEIs.
Managing Liquidity is Key to Risk Control
By Editors | 06/02/2015
Meeting cash and liquidity management standards in Basel III are driving the development of advanced systems.
Hong Kong Readies Direct Stock Link with Shenzhen
By Editors | 03/02/2015
Hong Kong’s top regulator said preparations are under way to connect the city’s stock exchange with Shenzhen’s stock market, similar to the cross-border stock trading scheme with Shanghai.
Thinking Alongside Jamie Dimon
By Peter Guy | 26/01/2015
What is good for JPMorgan is good for America?
JOIN OUR NEWSLETTER
An exclusive weekly selection of top stories from the Regulation Asia editorial team.