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Structural Regulation
Thailand Consults on Revised Crowdfunding Rules
By Editors | 14/10/2015
Thailand’s Securities and Exchange Commission is seeking public comments on proposed revisions to crowdfunding rules which have been in effect since May 2015.
Operational Risk
Markit Launches KY3P Platform for Third Party Risk Management
By Editors | 14/10/2015
Barclays, HSBC and Morgan Stanley partner to design new service.
Trading & Investment
Thailand Consults on Foreign Investment Products
By Editors | 07/10/2015
Thailand’s Securities and Exchange Commission is seeking comment on draft rules for providing investment services in foreign currency denominated products also offered overseas.
Conduct, Culture & Accountability
Thailand Enhances Financial Reporting Ecosystem
By Editors | 05/10/2015
Thailand’s Securities and Exchange Commission has launched an initiative to enhance the sustainability of the financial reporting ecosystem.
Anti-Money Laundering
China to Cap Overseas Cash Withdrawals to Curb Outflows
By Editors | 01/10/2015
China’s foreign exchange regulator will impose new caps on cash withdrawals from outside the country using UnionPay cards to help combat money laundering and curb capital outflows,
Trading & Investment
Regulatory Arbitrage: The Next Big Wave in China
By Peter Guy | 28/09/2015
The ability to exploit or position trading positions ahead of regulatory changes will emerge as a source of competitive advantage.
Trading & Investment
Thailand Boosts Capital Market Access with Innovation
By Editors | 28/09/2015
SEC wants to ensure regulatory framework of the Thai capital market does not impede new developments.
Clearing & Post-Trade
S. Korea Signs MOU with CFTC on Cross-Border Clearing Supervision
By Editors | 28/09/2015
Enhances cooperation and information exchange in the supervision of clearing organisations that operate cross-border.
Structural Regulation
Thailand Consults on New Underwriting Rules
By Editors | 26/09/2015
Thailand’s Securities and Exchange Commission is seeking public comments on draft amendments to underwriting rules, which seek to promote flexibility and prevent conflicts of interest.
Alternative Markets
Thai Asset Managers to Offer Hedge Funds Next Year
By Editors | 24/09/2015
Thailand’s Securities and Exchange Commission is drafting rules to allow Thai asset management companies to offer hedge funds locally.
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