Securities and Exchange Board of India

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    India Tightens Guidelines for Financial Influencers

    By Editors | 17/08/2023

    Financial influencers have to be registered with SEBI and prominently display their registration number to offer investment-related advice.

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    Securities / Derivatives

    SEBI Seeks Feedback on Revised Delisting Norms

    By Mark Johnston | 15/08/2023

    SEBI issued a consultation paper seeking public comments on reviewing the current delisting norms for listed companies.

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    Securities / Derivatives

    SEBI Reduces Investor Exit Window for AMC Change in Control

    By Editors | 14/08/2023

    The exit option window period is reduced from 30 to 15 calendar days after a change in control of the AMC is announced.

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    AML / KYC

    SEBI Streamlines KYC Process for Securities Market Onboarding

    By Editors | 14/08/2023

    SEBI directs KRAs to verify client information so that they gain portability, and clients to skip repetitive KYC steps with different intermediaries.

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    AML / KYC

    SEBI Tightens Disclosure Requirements for FPIs

    By Editors | 14/08/2023

    FPIs are required to provide information on persons with ownership, economic interest or control in an FPI.

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    Capital / Liquidity

    SEBI Proposes Reviewing Borrowing Framework for Large Corporates

    By Ranamita Chakraborty | 11/08/2023

    The Indian capital markets regulator has suggested increasing the minimum threshold for large corporates to at least INR 5 billion for outstanding long-term borrowings.

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    Securities / Derivatives

    SEBI Streamlines Approval Process for Change in Control of Merchant Bankers

    By Editors | 10/08/2023

    SEBI has streamlined the procedure of obtaining prior approval for a proposed change in control of merchant bankers and bankers to an issue.

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    Securities / Derivatives

    SEBI Shortens Share Listing Timeline for Public Issuances

    By Editors | 10/08/2023

    SEBI reduces share listing timeline for public issues from T+6 to T+3 to enhance capital market efficiency.

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    Capital / Liquidity

    SEBI Mandates FPIs to Route Bond Trades to RFQ Platforms

    By Ranamita Chakraborty | 08/08/2023

    Starting 1 October, foreign portfolio investors are required to conduct a minimum of 10 percent of their total secondary market corporate bond trades through the request for quote (RFQ) platform offered by stock exchanges.

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    Capital / Liquidity

    SEBI’s Annual Report Highlights Disclosure Rules Strengthening Plan

    By Jill Wong | 08/08/2023

    Sebi’s annual report highlights plans to strengthen disclosure requirements of unlisted companies.

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