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SEBI Offers Clarifications on Investment Advisor Rules
By Editors | 08/08/2023
Those offering investment advice solely to overseas persons are not subject to the rules. Registered investment advisors can provide advice to FPIs.

Securities / Derivatives
SEBI Pushes Uniformity in Portfolio Manager Performance Audits
By Editors | 04/08/2023
SEBI mandates standardised annual audits for portfolio managers to enhance transparency in firm-level performance data.

Capital / Liquidity
SEBI Approves Sale of Private Listed InvITs
By Ranamita Chakraborty | 04/08/2023
Existing shareholders of private listed Infrastructure Investment Trusts (InvITs) can now sell their units to the public through a stock exchange mechanism.

AML / KYC
SEBI Proposes Revising Account Aggregator Framework to Prevent Fraud
By Ranamita Chakraborty | 03/08/2023
Securities and Exchange Board of India (SEBI) found that certain consumers are sharing confidential information with third parties and providing financial data to unauthorised entities.

Market Infrastructure
UPDATED – SEBI Directs MIIs to Establish Common Dispute Resolution Platform
By Sanday Chongo Kabange | 01/08/2023
Disputes between investors or clients and listed companies or any specified intermediaries or regulated entities in the securities market will be resolved through the proposed new platform.

Securities / Derivatives
NSE India Considers Extending Trading Hours
By Editors | 31/07/2023
NSE is considering extending trading hours to make it more convenient for office-goers to trade in the evening.

Capital / Liquidity
India to Allow Overseas Listings by Domestic Firms, Starting in GIFT City
By Editors | 31/07/2023
India will permit companies to list directly on GIFT City exchanges, and later, in other specified overseas jurisdictions.

AML / KYC
SEBI Considers Tweaks to Derivatives Market Onboarding Process
By Sanday Chongo Kabange | 31/07/2023
SEBI dismissed media reports that suggested the regulator was seeking to impose curbs on retail participation in derivative markets.

Securities / Derivatives
SEBI Launches Framework for Corporate Debt Support Fund
By Editors | 29/07/2023
During periods of market stress, the fund will step in to buy investment-grade debt securities from secondary markets.

Market Infrastructure
India: AMC Repo Clearing Launches Triparty Bond Repo Solution
By Editors | 29/07/2023
Eight entities participated in repo transactions on the first day of the new service from AMC Repo Clearing.
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