Securities and Exchange Board of India

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    Uncategorised

    SEBI Offers Clarifications on Investment Advisor Rules

    By Editors | 08/08/2023

    Those offering investment advice solely to overseas persons are not subject to the rules. Registered investment advisors can provide advice to FPIs.

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    Securities / Derivatives

    SEBI Pushes Uniformity in Portfolio Manager Performance Audits

    By Editors | 04/08/2023

    SEBI mandates standardised annual audits for portfolio managers to enhance transparency in firm-level performance data.

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    Capital / Liquidity

    SEBI Approves Sale of Private Listed InvITs

    By Ranamita Chakraborty | 04/08/2023

    Existing shareholders of private listed Infrastructure Investment Trusts (InvITs) can now sell their units to the public through a stock exchange mechanism.

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    AML / KYC

    SEBI Proposes Revising Account Aggregator Framework to Prevent Fraud

    By Ranamita Chakraborty | 03/08/2023

    Securities and Exchange Board of India (SEBI) found that certain consumers are sharing confidential information with third parties and providing financial data to unauthorised entities.

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    Market Infrastructure

    UPDATED – SEBI Directs MIIs to Establish Common Dispute Resolution Platform

    By Sanday Chongo Kabange | 01/08/2023

    Disputes between investors or clients and listed companies or any specified intermediaries or regulated entities in the securities market will be resolved through the proposed new platform.

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    Securities / Derivatives

    NSE India Considers Extending Trading Hours

    By Editors | 31/07/2023

    NSE is considering extending trading hours to make it more convenient for office-goers to trade in the evening.

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    Capital / Liquidity

    India to Allow Overseas Listings by Domestic Firms, Starting in GIFT City

    By Editors | 31/07/2023

    India will permit companies to list directly on GIFT City exchanges, and later, in other specified overseas jurisdictions.

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    AML / KYC

    SEBI Considers Tweaks to Derivatives Market Onboarding Process

    By Sanday Chongo Kabange | 31/07/2023

    SEBI dismissed media reports that suggested the regulator was seeking to impose curbs on retail participation in derivative markets.

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    Securities / Derivatives

    SEBI Launches Framework for Corporate Debt Support Fund

    By Editors | 29/07/2023

    During periods of market stress, the fund will step in to buy investment-grade debt securities from secondary markets.

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    Market Infrastructure

    India: AMC Repo Clearing Launches Triparty Bond Repo Solution

    By Editors | 29/07/2023

    Eight entities participated in repo transactions on the first day of the new service from AMC Repo Clearing.

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