Securities and Exchange Board of India

    image

    AML / KYC

    SEBI Mandates LEI for All Non-Individual FPIs

    By Editors | 27/07/2023

    SEBI is requiring foreign portfolio investors to include their LEI in registration and account opening forms.

    image

    Securities / Derivatives

    SEBI Amends Rules to Enhance Corporate Bond Market Liquidity

    By Editors | 26/07/2023

    SEBI amends rules to boost corporate bond liquidity in the secondary market, streamline participation and enhance efficiency.

    image

    Capital / Liquidity

    SEBI Proposes Prudential Norms for Clearing Corporations’ Exposure

    By Ranamita Chakraborty | 24/07/2023

    India’s securities regulator is looking to protect clearing corporations through prudential regulations to limit their concentration risk.

    image

    AML / KYC

    SEBI to Start Requiring FPIs to Provide LEI to Trade in India

    By Editors | 23/07/2023

    SEBI plans to give non-individual FPIs six months to provide an LEI, failing which their accounts will be blocked for further purchases.

    image

    ESG / Sustainability

    SEBI Introduces ESG Sub-category for Equity Schemes

    By Ranamita Chakraborty | 21/07/2023

    The securities regulator’s decision was driven by industry requests and the increasing demand for green financing in India.

    image

    Securities / Derivatives

    SEBI, NSE, BSE Revamp Framework for ESM Stocks

    By Mark Johnston | 21/07/2023

    The existing ESM framework had restricted the trading of ESM stocks to once a week. Under the new framework, trading can take place on all trading days.

    image

    Securities / Derivatives

    SEBI Mandates Automated Trading Controls for Insiders

    By Ranamita Chakraborty | 21/07/2023

    India’s securities regulator is ensuring that insiders, also known as designated persons, from listed companies cannot trade during sensitive periods.

    image

    Enforcement

    India: Appeals Tribunal Sets Aside SEBI Penalty Order Against NSE

    By Editors | 20/07/2023

    The Securities Appellate Tribunal said NSE had not indulged in any unethical act or unjustly enriched itself.

    image

    ESG / Sustainability

    SEBI to Require Listed Entities to Cover ‘Value Chain’ in ESG Disclosures

    By Editors | 16/07/2023

    Listed companies will have to incorporate ESG information from firms in their value chain in their annual BRSR reports, and obtain assurance for such information.

    image

    Securities / Derivatives

    SEBI Tightens Disclosure Norms for Listed Companies

    By Mark Johnston | 14/07/2023

    The new disclosure norms by SEBI aim to enhance transparency and accountability in corporate governance practices of listed entities.

    JOIN OUR NEWSLETTER

    An exclusive weekly selection of top stories from the Regulation Asia editorial team.