ADVERTISEMENT

AML / KYC
SEBI Mandates LEI for All Non-Individual FPIs
By Editors | 27/07/2023
SEBI is requiring foreign portfolio investors to include their LEI in registration and account opening forms.

Securities / Derivatives
SEBI Amends Rules to Enhance Corporate Bond Market Liquidity
By Editors | 26/07/2023
SEBI amends rules to boost corporate bond liquidity in the secondary market, streamline participation and enhance efficiency.

Capital / Liquidity
SEBI Proposes Prudential Norms for Clearing Corporations’ Exposure
By Ranamita Chakraborty | 24/07/2023
India’s securities regulator is looking to protect clearing corporations through prudential regulations to limit their concentration risk.

AML / KYC
SEBI to Start Requiring FPIs to Provide LEI to Trade in India
By Editors | 23/07/2023
SEBI plans to give non-individual FPIs six months to provide an LEI, failing which their accounts will be blocked for further purchases.

ESG / Sustainability
SEBI Introduces ESG Sub-category for Equity Schemes
By Ranamita Chakraborty | 21/07/2023
The securities regulator’s decision was driven by industry requests and the increasing demand for green financing in India.

Securities / Derivatives
SEBI, NSE, BSE Revamp Framework for ESM Stocks
By Mark Johnston | 21/07/2023
The existing ESM framework had restricted the trading of ESM stocks to once a week. Under the new framework, trading can take place on all trading days.

Securities / Derivatives
SEBI Mandates Automated Trading Controls for Insiders
By Ranamita Chakraborty | 21/07/2023
India’s securities regulator is ensuring that insiders, also known as designated persons, from listed companies cannot trade during sensitive periods.

Enforcement
India: Appeals Tribunal Sets Aside SEBI Penalty Order Against NSE
By Editors | 20/07/2023
The Securities Appellate Tribunal said NSE had not indulged in any unethical act or unjustly enriched itself.

ESG / Sustainability
SEBI to Require Listed Entities to Cover ‘Value Chain’ in ESG Disclosures
By Editors | 16/07/2023
Listed companies will have to incorporate ESG information from firms in their value chain in their annual BRSR reports, and obtain assurance for such information.

Securities / Derivatives
SEBI Tightens Disclosure Norms for Listed Companies
By Mark Johnston | 14/07/2023
The new disclosure norms by SEBI aim to enhance transparency and accountability in corporate governance practices of listed entities.
JOIN OUR NEWSLETTER
An exclusive weekly selection of top stories from the Regulation Asia editorial team.